Why RWP Capital?
RWP Capital offers independent, comprehensive, and objective financial advice and services. Our team is experienced, qualified, and accomplished. We have the expertise to design the right financial plan with you, and the resources to implement that plan effectively.
Independent and Objective
The financial advice we provide is independent and solely in your best interest as our client. It is our personal privilege, and legal obligation, to put your needs first. We are honored to uphold the best practices and guidelines of The CFP® Certification. Under the CFP® Board’s existing code and standards requirements, CERTIFIED FINANCIAL PLANNING professionals are held to a fiduciary standard when providing all elements of financial advice. We have no proprietary products to sell, no sales quotas to meet, and no investment banking relationships to cultivate.
Experienced and Accomplished
RWP Capital has the experience and expertise you deserve from a financial professional. RWP Capital advisors have a variety of professional backgrounds and accomplishments detailed on our “Who We Are” page. Our team of CERTIFIED FINANCIAL PLANNERS includes past and present presidents of the Financial Planning Association, Greater Hudson Valley Chapter. Collectively, our advisors have degrees in law, business, and accounting, in addition to the CFP® certifications. We will apply our decades of professional experience to your circumstances and objectives so that you can make informed decisions in pursuit of your financial goals.
We do not provide specific individualized tax or legal advice. We encourage you to discuss your specific situation with a qualified tax or legal advisor.
Resources, Broad and Deep
RWP Capital utilizes state of the art software to prepare and deliver detailed presentations to our financial planning clients. The power of technology affords us the ability to forecast and project decades into the future what your income and expenses might look like under a variety of scenarios. These forecasts help our clients understand the ramifications of their financial decisions, and to calibrate their expectations accordingly.
We have also chosen strategic partners to enhance our capabilities for the benefit of our clients. Through our partnership with LPL Financial, we have access to LPL’s research team of over 40 research professionals averaging 12 years of industry experience. LPL provides due diligence on more than 950 approved or recommended investment managers.LPL also serves as the custodian for RWP Capital’s client assets*. Nationally, LPL is the custodian of over $670 billion in total advisory & brokerage assets as of 3/31/20.
Our partnership with Independent Advisor Alliance (IAA)provides us with an additional layer of compliance oversight and available investment strategies. We are among the more than 200 independent financial advisors in 22 states affiliated with IAA.
*LPL is a member of the Securities Investor ProtectionCorporation (SIPC). Membership provides protection for client accounts up to $500,000, of which $250,000 may be claims for cash, in the unlikely event that LPL were to fail financially. (For an explanatory brochure, visit SIPC.) Moreover, LPL accounts have additional securities protection to cover the net equity of client accounts up to an overall aggregate firm limit of $575,000,000, subject to conditions and limitations. This coverage is underwritten by London Insurers through the Lloyds of London syndicates. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments.
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